Thursday, June 14, 2018

“HOW RIGID IS THE RIGIDITY OF THE RULE ON THE EXHAUSTION OF LOCAL REMEDIES UNDER THE AFRICAN HUMAN RIGHTS MECHANISMS”



Of all the requirements for the admissibility of communications or applications in the different human rights mechanisms in Africa, The rule on domestic or local remedies is the most important. This requirement must be complied with if not the communication will be declared inadmissible. The requirement has for many years operated as an iron wall which prevents individuals’ free access to seeking justice when they feel such justice cannot be readily obtained from national legal systems. The rule to exhaust local remedies is just one of the many requirements to be fulfilled by a complainant who wants to file a case through the African Human rights mechanisms such as the commission, the court and the committee and it has over the years stood out as the most important requirement. In Sir Dawda Jawara Vs. The Gambia[1] The commission held that:  

This rule is one of the most important conditions for admissibility of communications, there is no doubt therefore, that in almost all the cases, the first requirement looked at by both the Commission and the state concerned is the exhaustion of local remediesthe rationale of the local remedies rule both in the Charter and other international instruments is to ensure that before proceedings are brought before an international body, the State concerned must have had the opportunity to remedy the matter through its own local system. This prevents the Commission from acting as a court of first instance rather than a body of last resort”

This requirement must be fulfilled in order for the communication to pass the admissibility stage. For the communication to be admissible, it must comply with the following rules below according to article 56 (6) of the African Charter.

1.     It must indicate the author(s) even if the latter request anonymity,
2.     The communication must be compatible with the Charter of the Organization of African Unity or with the present Charter,
3.     It must not be written in disparaging or insulting language directed against the State concerned and its institutions or to the Organization of African Unity,
4.     It must not be based exclusively on news discriminated through the mass media,
5.     It must be sent after exhausting local remedies, if any, unless it is obvious that this procedure is unduly prolonged,
6.     It must be submitted within a reasonable period from the time local remedies are exhausted or from the date the Commission is seized of the matter, and
7.     It must not deal with cases which have been settled by these States involved in accordance with the principle of the Charter of the United Nations, or the Charter of the Organization of African Unity or the provision of the present Charter.
8.     The matter must not be pending before any other international mechanism for adjudication.

However, in as much as this rule serves as an iron bar, it is worth necessary to understand what it is and the reason for its existence. Exhaustion of local remedies is a principle in international Human Rights law which requires that before a matter is brought to an international forum for adjudication, the local/national courts of the complainant(s) must have first been given the opportunity to try and provide remedy on the matter. This definition according to me is self-explanatory and from it, is found the main reason for the requirement; i.e. the preservation and respect of state sovereignty. 

The respect for State sovereignty is therefore paramount because national courts are and should be considered always by litigants as courts of first and last instance. International tribunals are secondary and should only operate as complements to national courts. This reason accounts for why in almost every international tribunal such as the African commission, the African Court, The African Committee of Experts for the Rights and Welfare of the Child, the European Court on Human Rights, the inter-American Court on Human rights all have the requirement that local remedies must be exhausted unless where it is not possible to do so for some reasons which will be discussed in the later paragraphs. Even in international courts having criminal jurisdiction such as the International Criminal Court (ICC) and the International court of Justice (ICJ), this requirement is applicable.

 The principle of complementarity is the bedrock upon which the ICC was founded for example. This goes a long way to tell us that, national courts are the primary adjudicatory bodies charged with entertaining matters be, they civil or criminal in nature. The state has the machinery in place to ensure the enforcement of any judgment that is given by local courts unlike international tribunals whose decisions are often times not binding on state parties or are at best recommendations. It is therefore necessary for a litigant to first give the opportunity to local tribunals to hear a case and not jump to get remedy elsewhere and to pass the test of admissibility at the international tribunals, this requirement should and must be satisfied by the litigant. The local remedy rule therefore helps to prevent a situation of forum shopping between local courts and international tribunals and with this I believe the territorial integrity of states will always be respected and preserved.

Another salient reason why local remedies requirement is important is the possibility of avoiding an overflow of cases before the international tribunals. The issue of avoiding flood gates of cases is very important as it prevents just every kind of case to be heard at the international scene. If this requirement was not available, I’m very sure that, in Africa for example, less than 40% of cases will be taken to local courts. It is a general notion with most litigants in Africa especially victims of human rights violations that, if they have their cases heard by an international court/tribunal, they will most certainly get fair and impartial justice which to them is most often compromised in their domestic legal systems. This is a truism however if one considers the different type of countries in Africa and how some of the legal systems function.

However, no matter the situation in a domestic system, the principle of exhausting local remedies must always be complied with and cannot be whittled down for any reason that is far from being reasonable. In Rencontre Africaine pour la Defense des Droits de l’Homme v Zambia[2] the African Commission held that; the rule requiring the exhaustion of local remedies as a condition of the presentation of an International claim is founded upon, amongst other principles, the contention that the respondent state must first have an opportunity to redress by its own means within the framework of its own domestic legal system, the wrong alleged to have been done to the individual. This decision by the commission is satisfactory enough to acclaim that, states at all times must be given priority to try a matter and not international tribunals.

However, the international human rights mechanisms in Africa most especially the African Commission and the African court have somehow soften the rules regarding local remedies. Most decisions rendered by them have shown that, in the mind of the courts, the rule is very rigid and so its applicability should not be so strictly construed but should be construed vis a vis the case at hand or at best the rule should be construed on a case to case basis. The Inter-American court on Human rights, in Fairén Garbi and Solís Corrales v. Honduras[3], held in this light that; ‘the conduct of the state normally would imply a waiver of exhaustion of domestic remedies, but that one must not rule without taking into account the specific circumstances of the case’. A similar decision was held in the Velasquez Rodriguez case that; the requirement of availability or non availability of local remedies should be based on the specific circumstances of the case. 

 If you consider an interpretation of the rule “It must be sent after exhausting local remedies, if any, unless it is obvious that this procedure is unduly prolonged”, one would understand that on the face of it, the rule itself is not sacrosanct and that explains why the African mechanisms have not found difficulty in overlooking the requirements and admitting the communication. One can justifiably state that, most communications that have been admitted and considered in the African Commission have come under the exceptions on the rule on the exhaustion of local remedies and not the rule itself. In INSITUTE FOR HUMAN RIGHST AND DEVELOPMENT IN AFRICA (IHRDA) and OPEN SOCIETY FOR JUSTICE INITIATIVE (OSJI) v Kenya[4], the Committee found the communication admissible not because it fulfilled the admissibility requirements but because it came under the exceptions of the rule to exhaust local remedies and In Rencontre Africaine pour la De´fense des Droits de l’Homme v Zambia [5] the commission held that:

The rule requiring the exhaustion of local remedies…does not mean, however, that complainants are required to exhaust any local remedy which is found to be, as a practical matter, unavailable or ineffective” 

A famous authority when it comes to understanding the flexibility of the local remedies requirements in African Human Rights jurisprudence is the case of Sir Dawda Jawara Vs. The Gambia[6] in which case the commission gave a deep understanding into the scope of this rule when it held that the requirement to exhaust local remedies could be dispensed with from three angles; viz, availability, effectiveness and sufficient. To the commission, a remedy is considered available if the petitioner can pursue it without impediment, effective if it offers a prospect of success, and sufficient if it is capable of redressing the complaint. 

It implies therefore that, the commission shall relax the rule and declare the communication admissible where it is satisfied that, practically, the Local remedies are not available because the victims can’t pursue them without impediments, they are not effective because there is no prospect for success and are not sufficient because it is not capable of redressing the complaint and most importantly where the local adjudication procedure is unduly prolonged. In the African Court decision of 21 March 2018 in MARIAM KOUMA & OUSMANE DIABETE Vs. MALI[7] the court held that “The court finds that the complainants have not exhausted local remedies as provided for under article 56 (6) of the charter and rule 40 of the rules of procedure of the African Court. 

Much have been decided regarding the local remedies requirements as the commission has stretched further the exceptions to a point that, looking at the circumstances of a particular cases, it can make inference as to whether local remedies were available and effective or not thus in my opinion, making the rule somehow too relaxed. In Haregewoin Gabre-Salassie and IHRDA (on behalf of Dergue Officials) v Ethiopia)[8], the commission held inter alia that: The fact that the Complainants have not sufficiently demonstrated why they could not exhaust domestic remedies does not mean such remedies are available, effective and sufficient.

The African Commission can infer from the circumstances surrounding the case and determine whether such remedies are in fact available, and if they are, whether they are effective and sufficient...The exception to the rule on the exhaustion of domestic remedies would therefore apply where the domestic situation of the State does not afford due process of law for the protection of the right or rights that have allegedly been violated”. This case and many more will illustrate that, the rule on exhaustion of local remedies under the African Human rights system is rigid but not sacrosanct, as it is now considered on a case-to-case basis and has often times been bent in order to meet the merits of the case.

Author
Ashu Hailshamy O ESQ.
(LL.B Hons University of Buea, B.L Hons The Gambia Law School)
Barrister and Solicitor of the Supreme Court of The Gambia
Legal Intern, Institute for Human Rights and Development in Africa (IHRDA), Banjul The Gambia.
Tel: +220 2615598





[1] (1996-1997) 147/95-149/96 para. 30-31


[2][2] (2000) 321 (ACHPR 1996) para 15.
[3] (1989) Preliminary objections, para 89
[4] Nubian children case, supra note 9at para 29A
[5] (Supra) at para 15.
[6] Supra, para 32
[7]Comm.040/2016-2018 para.62                                          
[8] (2005) Communication 301/05 para 10-11

UNDERSTANDING THE EVOLUTION OF THE AFRICAN HUMAN RIGHTS SYSTEM AND MECHANISMS


The concept of human rights is at the center of Africa’s contemporary jurisprudence and has steadily become a much talked about topic in modern times in various countries. There are lots of debates on a daily basis from every end of the continent in local and international platforms about human rights and as it stands, and no country wants to be left behind in the debate. However, the big question is whether the debates produce effective results aimed at the respect and promotion of human rights in general or at best whether or not these countries conform to the human rights standards and norms. The fathers of Africa had envisaged a continent where peace, unity, solidarity and fraternity would bind the common purpose of the African man and that is why, they collectively decided to come up with the idea of having one body that will achieve these ideals. They formed the Organization of African Unity which was later became known as the African union (AU).

The African Union was established by Article 2 of the Constitutive Act of the African Union with a specific aim of promoting peace and security in Africa[1].  The AU is comprised of 55 countries of Africa with Morocco being the last to join in June of 2017. In order to achieve these ideals, the constitutive act, goes further to create three specific organs within the union such as; the Assembly of Heads of State, the African Union Secretariat and the Executive council. These three organs have specific mandates as such; the AU Assembly is the supreme organ of the union comprised of heads of state of all member states charged with the mandate of overseeing the functioning of the organization. The AU Secretariat has the mandate to operate as secretariat of the AU based in Addis Ababa Ethiopia while the Executive council is charged with making decisions concerning policies that are of interest among member states of the African Union. The act equally guarantees human rights[2] in the continent and that is why the union came up with the idea of having a charter which went further, to establish an independent judicial institution from the AU per se. The institution was established to hear matters of human rights violations committed within member states called the African commission on Human and peoples’ rights. To further ensure that, the rights of citizens in Africa are effectively safeguarded to a greater extent, a protocol to the African Charter was adopted and creating a Human Rights court called the African. The court was created to complement the works of the commission even though it comes with a specific mandate which is still in line with the Mandate of the commission.

The efforts made by the AU to see a continent where human rights are respected, promoted, protected and fulfilled, necessitated the organization to extend its vision towards creating specific human rights instruments and mechanisms to deal with specific violations such as; The African Charter on the Rights and welfare of The Child[3] and the protocol to the African Charter on the Rights of a woman also known as the Maputo Protocol[4]. These instruments are unique because they carry in them specific provisions that deal particularly on child and women rights issues as human beings who are pruned to vulnerability. The Maputo protocol is Suis generis when compared to other treaties that deal with women rights issues across the world because it makes specific safeguards about women rights such as women’s sexual and reproductive rights. The objectives of the African children’s charter are very well achieved due to the adoption of the protocol to the African children’s charter which created the African committee of Experts for the rights and welfare of the Child (ACERWC) to hear specific cases involving violations of children’s rights in Member states.

There are other regional human rights mechanisms in Africa that go alongside to achieve the grand objectives of the African Union. They include the ECOWAS Community Court, the Southern African Development Community (SADC) tribunal, and the East African Court of Justice (EACJ). Among these three, only the ECOWAS court has in its mandate, jurisdiction to hear human rights cases brought before it by individuals, NGOs of member states of the ECOWAS bloc[5].

Tribunals like the SADC had ousted the human rights jurisdiction of the court after a controversial decision was passed against Zimbabwe in the case of Mike Campbell (Pvt) Ltd et al. v. Republic of Zimbabwe[6]. In that case, the SADC tribunal delivered a judgment against Zimbabwe by holding that it refused the Applicants-white farm owners the opportunity to seek remedies from local courts. Zimbabwe rebelled against the decision and in 2012; the SADC Summit of Heads of State revised the Protocol and limited the court’s jurisdiction only to hearing matters of dispute between members of SADC.

 The EACJ equally has no competence to entertain human rights cases apart from disputes between member states. However, the EACJ has in some rare circumstances decided cases of human rights violation while invoking Artcile27 (1) of the treaty creating the court. In Katabazi v. Secretary General of the East African Community. The EACJ held inter alia that “jurisdiction with respect to human rights requires a determination of the Council and a conclusion of a protocol to that effect. Both of those steps have not been taken. It follows, therefore, that this Court may not adjudicate on disputes concerning violation of human rights per se.” However, “…it will not abdicate from exercising its jurisdiction of interpretation under Article 27(1) merely because the reference includes allegation of human rights violation.”

THE WORKING OF THE AFRICAN COMMISSION

As already mentioned above, the African commission of human and peoples’ rights hereinafter referred to as the commission, is an independent institution of the African union. It is created by article 30 of the African Charter and was adopted in 1981 in Banjul. That is why it is often referred to as The Banjul Charter which later came into force in November 2 1987. It is composed of 11 commissioners elected by the AU assembly of Heads of state and each commissioner is nominated by a member state to serve in the commission for 6 years term but once elected; they act independently in individual capacities and not as state representatives to the commission. They are eligible to re-elections to uncounted number of times and the commission is headed by a chairperson.The charter requires the commission to hold at least 2 ordinary sessions yearly. It is equally empowered to hold several extra-ordinary sessions which must be summoned by the chairperson on the request from majority commissioners or from the AU Commission Chairperson.
The charter creating the commission conferred on the commission four specific mandates such as to; interpret the African Charter, promote human rights of individuals and peoples, protect human rights of individuals and peoples and to perform any task(s) that has been assigned to it by the Assembly of Heads of states.

Under its mandate to interpret, it means the commission is charge with the duty to interpret various articles and provisions of the African Charter on instruction from any AU organ, member states, the court, or the committee.

The commission has an interesting pattern by which it promotes human rights across the continent; i.e. by creating special mechanisms on various human rights issues in the form of working groups, committees, appointing special Rapporteurs detailed work on the human rights situation of specific countries, etc. These avenues have their defined mandates and they are charged to report back to the commission on their work and activities.

The mandate of protection is a very fundamental one as it stretches on the aspects of remedying alleged violations to victims. In this regard the commission has devised various ways to achieve this mandate such as sitting as a forum to hear violation cases  by receiving individual complaints from victims or from NGOs and even member states themselves, Obliging states to file reports on the human rights situation of their countries and equally requiring NGOs with observer status before it, to prepare alternative reports presented by states in order to have a balanced picture with the reports presented by the state, the NGOs and even the special Rapporteurs.

Another aspect of protecting human rights under this very mandate is carrying up implementation follow-up with countries that have been delivered judgment against them. Even though the follow-up mechanism is not very effective as at now, it is worthwhile because it demonstrates the commissions commitment into ensuring that the recommendations that it makes are not just rendered nugatory. In situations where a violation is ongoing while the suit is pending, the commission can grant provisionary or interim measures that aim at maintaining the status quo pending the hearing and determination of the case before it. Such measures are mandatory especially in situations where failure to do so will lead to irreparable damage.

The above analysis is just an explanation on the various African Human rights mechanisms. Nothing has been mentioned so far about their operations and rules of procedure. It should be noted that, each of these mechanisms above function in a specific manner under prescribed rules of procedure for each. They have heard and determined series of human rights cases in Africa and have so far produced reach jurisprudence in human rights law in Africa. In some of the mechanisms such as the African commission, the court and the committee, there is a special admissibility requirement for complaints filed before it i.e. that local remedies must be exhausted before the case can be seized at the international level. The local remedy requirement does not however apply with the ECOWAS court.

There is equally an extra-rule in the African court that, before the court can be seized, in addition with the rule to exhaust local remedies, the complainant must satisfy the court that, the member state has ratified the treaty creating the court and made the special declaration accepting the jurisdiction of the court to allow individuals and NGOs to take individual cases to the court according to Article 34(6) of the Protocol. This condition has made access to the court very difficult due to the fact that out of the 55 countries of the African Union, only 30 states have ratified the protocol and only 8 of the 30 have signed the declaration. Rwanda signed the declaration and later withdrew it meanwhile in the 61st Ordinary session of the African Commission held in Banjul, the President of the Gambia Adama Barrow, made a pronouncement that the Gambia government shall make the declaration but of which since then, such declaration has not been made. Therefore as it stands today, States that have made the declaration are: Benin, Burkina Faso, Côte d’Ivoire, Ghana, Malawi, Mali, Tanzania, and Tunisia.


Author

Ashu Hailshamy ESQ.
(LL.B Hons, B.L Hons)
Barrister & Solicitor of The Supreme Court of The Gambia
Legal Intern, Institute for Human Rights and Development in Africa (IHRDA)
949 Brusubi Layout, AU Coastal Highway
P.O. Box 1896, Banjul, The Gambia
Email: ashu.shamy@yahoo.com


[1][1] The Constitutive Act of the AU available in http://www.achpr.org/instruments/au-constitutive-act/#3
[2] Per Article 3 (a) of the Constitutive Act of the AU “ The objectives of the union shall be to : …Promote and protect human and peoples' rights in accordance with the African Charter on Human and Peoples' Rights and other relevant human rights instruments”
[3] Adopted on July 01, 1990 and came into force on November 29, 1999 available at https://au.int/en/treaties/african-charter-rights-and-welfare-child
[4] Protocol to the African Charter on Human and Peoples’ Rights on the Rights of Women in Africa (adopted 13 September 2000, entered into force 25 November 2005), OAU Doc. CAB/LEG/66.6 [hereinafter Maputo Protocol], available at https://au.int/sites/default/files/treaties/7783-sl protocol_to_the_african_charter_on_human_and_peoples_rights_on_the_rights_of_women_in_africa.pdf
[5] The ECOWAS Court was conferred jurisdiction to determine cases of human rights violations that occur in any Member State pursuant to the supplementary Protocol A/SP1/12/01 on Democracy and Good Governance 2005.
[6](2008) SADC Tribunal, Mike Campbell (Pvt) LTD and Others v. Zimbabwe, Case No. SADC (T) 2/2007 (Case No. 2 of 2007), Main Decision of 28 November 2008, available at http://www.saflii.org/sa/cases/SADCT/2008/2.pdf.

“HOW RIGID IS THE RIGIDITY OF THE RULE ON THE EXHAUSTION OF LOCAL REMEDIES UNDER THE AFRICAN HUMAN RIGHTS MECHANISMS”

Of all the requirements for the admissibility of communications or applications in the different human rights mechanisms in Africa, Th...